OVERVIEW

This course introduces to the general issues of financial markets law.

AIMS AND CONTENT

LEARNING OUTCOMES

This course introduces to the general issues of financial markets law. It is divided into two parts. The first one provides the legal and institutional framework on the investment services and focuses its attention on the regulation of the public offerings, the prospectus rules, the conduct of business rules and the protection of the retail investors. The second part is designed to provide an essential understanding of the regulation of the financial exchanges and focuses on the regulation of the trading, clearing and settlement as essential part of the financial infrastructures.

LEARNING OUTCOMES (FURTHER INFO)

The course aims at equipping students with a basic knowledge of the law of the financial markets and a capacity of critical analysis of the main implications of the regulation of the financial intermediaries.

TEACHING METHODS

Classroom lessons. Legal case studies and written exercises. Language: Italian.

SYLLABUS/CONTENT

AulaWeb

RECOMMENDED READING/BIBLIOGRAPHY

Updated information on the AulaWeb page.

TEACHERS AND EXAM BOARD

Exam Board

MICHELE SIRI (President)

MATTEO BET

GIAN GIACOMO PERUZZO

LESSONS

LESSONS START

First semester. Students are invited to attend classes and subscribe to the AulaWeb page to gain access to the classroom materials and the related scheduled activities.

Class schedule

FINANCIAL MARKET LAW

EXAMS

EXAM DESCRIPTION

Written examination in Italian. More info on AulaWeb.

ASSESSMENT METHODS

AulaWeb.

Exam schedule

FURTHER INFORMATION

AulaWeb.